Northeast Financial Consultants

Trust Score 98%
Trust Score info_outline

Last updated: August 6th, 2019. Data source: SEC filings.


Northeast Financial Consultants, federally registered in 2001, is a Registered Investment Advisor (RIA) in 11 state(s) with a licensed staff of 2 advisors. Northeast Financial Consultants manages $2.7 billion and provides investment advisory services for 211 clients (1:106 advisor/client ratio). This firm does not have a disciplinary history.


View More keyboard_arrow_down


View More keyboard_arrow_down

Download PDF

Firm Information

Feature Value
Minimum Investment $0
Average Client Balance $12,614,327
Hybrid Advisor No
Disciplinary History No
Total AUM $2.7 billion
Advisor / Client Ratio 1:106
Headquarters Westport, CT
SEC Filings Forms and Brochures    (CRD # 110361)
State(s) Registered AZ, CA, CT, FL, MD, MA, NJ, NY, PA, SC, TX

Questions & Answers

Get answers about Northeast Financial Consultants

Ask a question question_answer