Northeast Financial Consultants

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Last updated: January 16th, 2020. Data source: SEC filings.

Northeast Financial Consultants, federally registered in 2001, is a Registered Investment Advisor (RIA) in 11 state(s) with a licensed staff of 2 advisors. Northeast Financial Consultants manages $2.7 billion and provides investment advisory services for 211 clients (1:106 advisor/client ratio). This firm does not have a disciplinary history.

Trusted 2019 Trusted Firm


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Firm Information

Feature Value
Rank (United States) Top 5%
Advisors Directory View Directory
Avg Advisor Years Registered 7
Percentage of Advisors Trusted 33%
Minimum Investment $0
Average Client Balance $12,614,327
Total AUM $2.7 billion
Advisor / Client Ratio 1:106
Headquarters Westport, CT
SEC Filings Forms and Brochures    (CRD # 110361)
State(s) Registered AZ, CA, CT, FL, MD, MA, NJ, NY, PA, SC, TX

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