Michael Brady & Co. Review
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June 4th, 2021
Michael Brady & Co., registered in 2004, serves 2 state(s) with a licensed staff of 2 advisors. Michael Brady & Co. manages $130.8 million and provides investment advisory services for 227 clients (1:114 advisor/client ratio).
Firm Information
| Summary | Firm |
| Overall Rating | |
| Minimum Investment | $250,000 |
| Average Client Balance | $576,199 |
| Total AUM | $130.8 million |
| Fee Range | We are Fee-Only. AUM fees range from 0.5% to 1.0% on account balances and cover both investment management and financial planning services. Please contact us for more details. |
| Advisor / Client Ratio | 1:114 |
| Languages Offered | English |
| Specialities | Retirement Planning, Tax Planning, Investment Planning and Management, Retirees |
| Website | Visit Site |
| Phone Number | 440-235-2100 |
| Headquarters | Westlake, OH |
| Locations | See locations |
| Visit Profile | |
| michaelbradyco | |
| Visit Profile | |
| SEC Filings | View SEC IAPD CRD #130093 |
Investment Philosophy
A globally diversified mix of stocks, bonds, and cash allocated to meet each investor's objectives and provide both growth and a lifetime income to keep pace in a rising cost world while minimizing costs and taxes.
Disciplinary Questions
After checking the disciplinary records of Michael Brady & Co., our system found no disciplinary questions to ask. Checks take place monthly.
Conflict Questions
After checking the regulatory records of Michael Brady & Co., our system has identified the following question(s) to ask. Learn more.
Does Michael Brady & Co. accept soft-dollar benefits? How do these benefits affect the firm’s selection of a broker-dealer partner?
Michael Brady & Co. receives soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best trade execution for their clients.
Which securities does Michael Brady & Co. trade for itself that it will also be recommending to me?
Michael Brady & Co. has marked in their disclosures that they trade recommended securities. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. For example, front running is when a financial professional buys or sell securities ahead of their client. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you.
Our system found no other conflict questions to ask. Checks take place monthly.
Disciplinary History
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Michael Brady & Co.:
Cost
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
FAQs
What services can Michael Brady & Co. provide?
As a financial advisory firm, Michael Brady & Co. can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Where is Michael Brady & Co. headquartered? Which states do its financial advisors serve?
Michael Brady & Co. is headquartered in Westlake, OH. Michael Brady & Co. offers financial advisor services in 2 states: Ohio, Texas.
What is the average client balance at Michael Brady & Co.?
While Michael Brady & Co. advises clients across a variety of portfolio sizes, the average client balance is currently $576,199. In total, Michael Brady & Co. manages $130,797,236 in assets.
What is the historical performance of Michael Brady & Co.?
The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
Can I write a review of Michael Brady & Co. or file a complaint?
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
Other Firms
First Western Securities, Andrews Lucia Wealth Management, Lipper Advisory Services, Roman Financial Advisors
This automated report was generated using SEC and FINRA data and was last updated on June 4th, 2021*. For data support, email "support@investor.com". Views: 90 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.
*SEC data last verified 06/04/2021. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process.
