October 4th, 2022
Meridian Investments, registered in 2011, serves 1 state(s) with a licensed staff of 1 advisors. Meridian Investments manages $72.1 million and provides investment advisory services for 81 clients (1:81 advisor/client ratio).
|Average Client Balance||$890,691|
|Total AUM||$72.1 million|
|Fee Range||$4,000 For a comprehensive Financial Plan. For Investment Managment Tiered AUM fees range from 0.5%-1.25% depending on account balance. Meridian Investments has no other revenue sources besides the advisory fees paid by our clients. Please contact us for more details.|
|Advisor / Client Ratio||1:81|
|Languages Offered||English, Mandarin|
|Specialities||Business Owners, Expatriates, Inherited Wealth, Recently Divorced|
|Clientele||Works primarily with clients residing in the United States.|
|SEC Filings||View SEC IAPD CRD #158276|
We invest in companies or instruments with solid fundamentals, strong earnings power and potential for continued growth. We balance between expected return and accepted risk with a disciplined investment process. We utilize investment strategies with a focus on net return after tax, expense, and inflation. We adopt both top-down and bottom-up analysis, combined with each clients unique situation.
After checking the disciplinary records of Meridian Investments, our system found no disciplinary questions to ask. Checks take place monthly.
After checking the regulatory records of Meridian Investments, our system found no conflict questions to ask. Checks take place monthly.
An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans.
As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Meridian Investments:
|Activity Restriction – SRO||No|
|Attorney/Accountant Authorization Revocation – SRO||No|
|Business License Revocation – SRO||No|
|Business License Revocation - SEC/CFTC||No|
|Business License Revocation - Other Regulatory Agencies||No|
|Dismissal upon Settlement – Court||No|
|Investment-Related Prohibition - Court||No|
|False Statements or Omissions – SRO||No|
|False Statements or Omissions - Other Regulatory Agencies||No|
|False Statements or Omissions - SEC/CFTC||No|
|Monetary Penalty - SEC/CFTC||No|
|Order Entered - SEC/CFTC||No|
|Order Entered - Other Regulatory Agencies||No|
|Regulation Violations - SEC/CFTC||No|
|Regulation Violations - Other Regulatory Agencies||No|
|Regulation Violations – SRO||No|
Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. To learn more, explore our series of articles about what financial advisors do and what it may cost to work with one, as well as what their titles mean and how to make a smart choice.
Ultimately, to understand the underlying costs of advisory services, we always recommend asking for an itemized fees breakdown and reading the firm's ADV Part 2 Brochure (Item 5, "Fees and Compensation").
|Insurance Agent Conflict - Affiliation||No|
|Insurance Agent Conflict - Firm||No|
|Private Investment Management||No|
|Trades Recommended Securities||No|
As a financial advisory firm, Meridian Investments can provide a variety of financial planning services for Americans. Financial advisors help you achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds).
Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. For further detail, see our articles on different types of advisors and financial advisor services.
Meridian Investments is headquartered in Atlanta, GA and currently serves in 1 state: Georgia.
While Meridian Investments advises clients across a variety of portfolio sizes, the average client balance is currently $890,691. In total, Meridian Investments manages $72,146,000 in assets.
Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Financial plans and investment portfolios are always unique to the client's personal financial situation.
investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. As a result, we do not support personal reviews on the site. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form.
This automated report was generated using SEC and FINRA data and was last updated on October 4th, 2022*. For data support, email "firstname.lastname@example.org". Views: 327 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.