LWI Financial Review

Trust Score 95%
Trust Score info_outline

Last updated: June 26th, 2019. Data source: SEC filings.

LWI Financial, federally registered in 1998, is a Registered Investment Advisor (RIA) in 0 (unknown) state(s) with a licensed staff of 41 advisors. LWI Financial manages $17.2 billion and provides investment advisory services for 25,320 clients (1:618 advisor/client ratio). This firm does not have a disciplinary history.


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Firm Information

Feature Value
Minimum Investment $100,000
Average Client Balance $680,136
Hybrid Advisor Yes
Disciplinary History No
Total AUM $17.2 billion
Advisor / Client Ratio 1:618
Headquarters San Jose, CA
SEC Filings Forms and Brochures    (CRD # 111861)
State(s) Registered

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