LWI Financial Review


Trust Score 86%
Trust Score info_outline
Share

LWI Financial, federally registered in 1998, is a Registered Investment Advisor (RIA) in 51 state(s) with a licensed staff of 41 advisors. LWI Financial manages $17 billion and provides investment advisory services for 25,320 clients (1:618 advisor/client ratio).

LWI Financial requires a $100,000 minimum investment and charges a blended rate between 2.60% and 0.80% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm uses a transparent fee-only model
  • Firm uses a trusted custodian
  • Firm has $1B or more in assets under management

Considerations


  • There is only one licensed advisor for every 618 clients (industry average 1:50)
  • Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest
  • Firm privately manages or owns some of the products they recommend and may be incentivized to sell those products over others to their investors

View Full Report


Managed Investing


Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Annual Management Fee Notes None
Minimum Investment $100,000
Minimum Annual Fee $0
Average Account AUM $680,136
Hybrid Advisor Yes
Disciplinary History No
Total AUM $17 billion
Advisor / Client Ratio 1:618
Headquarters San Jose, CA
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$0 to $500,000 2.60%
$500,001 to $1,000,000 1.40%
$1,000,001 to $5,000,000 1.00%
$5,000,001+ 0.80%


Questions & Answers



Get answers about LWI Financial


Ask a question question_answer


Feedback