ALM First Financial Advisors Review


Trust Score 84%
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ALM First Financial Advisors, federally registered in 2000, is a Registered Investment Advisor (RIA) in 0 (unknown) state(s) with a licensed staff of 10 advisors. ALM First Financial Advisors manages $20 billion and provides investment advisory services for 95 clients (1:10 advisor/client ratio).

ALM First Financial Advisors requires a $0 minimum investment and charges a blended rate between 0.30% and 0.15% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm uses a transparent fee-only model
  • There is one licensed advisor for every 10 clients (industry average 1:50)
  • Firm has $1B or more in assets under management

Considerations


  • Firm has been federally registered for only 18 years
  • Firm serves fewer than 1,000 clients
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients

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Managed Investing


Feature Value
Estimated Fees (Annual) $0 on $100,000 portfolio
Disciplinary History No
Total AUM $20 billion
Average Account AUM $211,433,054
Hybrid Advisor No
Annual Management Fee Notes None
Minimum Investment $0
Minimum Annual Fee $300
Advisor / Client Ratio 1:10
Headquarters Dallas, TX
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$0 to $10,000,000 0.30%
$10,000,001 to $30,000,000 0.25%
$30,000,001 to $50,000,000 0.20%
$50,000,001+ 0.15%


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