Mesirow Financial Investment Management Review


Trust Score 86%
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Mesirow Financial Investment Management, federally registered in 1986, is a Registered Investment Advisor (RIA) in 51 state(s) with a licensed staff of 98 advisors. Mesirow Financial Investment Management manages $24.27 billion and provides investment advisory services for 11,498 clients (1:118 advisor/client ratio).

Mesirow Financial Investment Management requires a $400,000 minimum investment and charges between 1.00% and 0.50% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm has $1B or more in assets under management
  • Firm has been federally registered for 32 years
  • Firm does not have a disciplinary history
  • Firm services over 1,000 clients
  • Firm uses a trusted custodian

Considerations


  • Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest
  • There is only one licensed advisor for every 118 clients
  • Firm privately manages or owns some of the products they recommend and may be incentivized to sell those products over others to their investors
  • Firm may recommend proprietary investments and products that generate larger commissions than other similar non-proprietary products
  • Firm may receive soft-dollar benefits that could incentivize them to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients


KEY
location_city Company Profile
pan_tool Disciplinary History
crop Conflicts of Interest


Managed Investing


Feature Value
Estimated Fees (Annual) $4,000 on a $400,000 portfolio
Annual Management Fee Notes None
Minimum Investment $400,000
Minimum Annual Fee $4,000
Average Account AUM $2,110,845
Broker-Dealer Hybrid Yes
Disciplinary History No
Total AUM $24.27 billion
Advisor / Client Ratio 1:118
Headquarters Clark ST Chicago, IL
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$0 to $3,000,000 1.00%
$3,000,001 to $5,000,000 0.80%
$5,000,001 to $10,000,000 0.60%
$10,000,001+ 0.50%


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