Caruso Mclean & Co Review


Trust Score 72%
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Caruso Mclean & Co, federally registered in 2005, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 5 advisors. Caruso Mclean & Co manages $175 million and provides investment advisory services for 104 clients (1:21 advisor/client ratio).

Caruso Mclean & Co requires a $50,000 minimum investment and charges a blended rate between 1.80% and 0.75% for ongoing portfolio management services, depending on the size of the portfolio.

Benefits


  • Firm uses a transparent fee-only model
  • Firm uses a trusted custodian
  • There is one licensed advisor for every 21 clients (industry average 1:50)

Considerations


  • Firm has less than $1B in assets under management
  • Firm has been federally registered for only 13 years
  • Firm serves fewer than 1,000 clients

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Managed Investing


Feature Value
Estimated Fees (Annual) $0 on a $100,000 portfolio
Annual Management Fee Notes None
Minimum Investment $50,000
Minimum Annual Fee $0
Average Account AUM $1,685,069
Broker-Dealer Hybrid Yes
Disciplinary History No
Total AUM $175 million
Advisor / Client Ratio 1:21
Headquarters 130 Lomond Court Utica, NY 13502
SEC Filings Forms and Brochures


Annual Fee Ranges Percent
$50,000 to $500,000 1.80%
$500,001 to $1,000,000 1.50%
$1,000,001 to $2,500,000 1.25%
$2,500,001 to $5,000,000 1.00%
$5,000,001+ 0.75%


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