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Vitaly Novok Review

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Vitaly Novok, based in Chicago, IL, is an Investment Advisor with 5 years of experience. Vitaly is registered with Lestna Retirement, which provides investment advisory services for 16 clients.



Professional Summary


Vitaly Novok is a Investment Advisor registered with Lestna Retirement. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Vitaly
Last Name Novok
Type Investment Advisor
Education Ask advisor
FINRA Active No
SEC Active Yes (View SEC IAPD CRD#6362078)
Office Address 4101 N Broadway #107, Chicago, IL 60613

Personal Bio


Financial professional has not provided a personal bio.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Vitaly Novok, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 5 years
Total Registered Employers 1
Works for an investor.com Trusted firm? Yes


Lestna Retirement



Trusted Lestna Retirement, registered in 2014, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Lestna Retirement manages $1.7 million and provides investment advisory services for 16 clients (1:16 advisor/client ratio).

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