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Thomas Jerome Costigan Review

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Thomas Jerome Costigan, based in Ann Arbor, MI, is an Investment Advisor with 5 years of experience. Thomas is registered with Arborfi Advisors, which provides investment advisory services for 34 clients.



Registration Questions


After checking the registration records of Thomas Jerome Costigan, our system has identified the following question(s) to ask. Learn more.

announcement Why did you choose to practice as an Investment Advisor?

Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Our system found no other registration questions to ask. Checks take place monthly.


Regulatory Questions


After checking the regulatory records of Thomas Jerome Costigan, our system found no regulatory questions to ask. Checks take place monthly.

Next Step: Don’t forget! View the Arborfi Advisors profile(s) for more questions to ask.



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Professional Summary


Thomas Jerome Costigan is a Investment Advisor registered with Arborfi Advisors. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Thomas
Last Name Costigan
Type Investment Advisor
Education Ask advisor
FINRA Active No
SEC Active Yes (View SEC IAPD CRD#6464996)
Office Address 2395 S Huron Pkwy #101, Ann Arbor, MI 48104

Personal Bio


Financial professional has not provided a personal bio.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Thomas Jerome Costigan, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 5 years
Total Registered Employers 2


Arborfi Advisors



Arborfi Advisors, registered in 2019, is a Registered Investment Advisor (RIA) in 0 (unknown) state(s) with a licensed staff of 2 advisors. Arborfi Advisors manages $30.9 million and provides investment advisory services for 34 clients (1:17 advisor/client ratio).

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