Thomas Chris Roe

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Last updated: January 22nd, 2020. Data source: SEC filings, FINRA.

Thomas Chris Roe is a Investment Advisor at Northwest Investment Consulting, Inc.. Thomas has been registered for 5 years, and is a fiduciary.

Trusted 2019 Trust Advisor




  • Thomas is an Investment Advisor and fiduciary.
  • Thomas has no disclosures on their record.
  • Thomas has no reported terminations.
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  • Thomas has been registered for 5 years.
  • Thomas has no reported customer disputes.
  • Thomas has no reported financial disclosures.
  • Thomas has no reported judgments or liens.
  • Thomas has no reported regulatory events.



    The Trust algorithm did not surface any considerations for this individual. Checks take place monthly.

Expanded Information

Feature Value
First Name Thomas
Last Name Roe
FINRA Status Previously (CRD #2665980)
SEC Status Yes (CRD #2665980)
Office Address N/A