Thomas Chris Roe

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Last updated: January 22nd, 2020. Data source: SEC filings, FINRA.

Thomas Chris Roe is a Investment Advisor at Northwest Investment Consulting, Inc.. Thomas has been registered for 5 years, and is a fiduciary.

Trusted 2019 Trust Advisor

Benefits

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    high

  • Thomas is an Investment Advisor and fiduciary.
  • Thomas has no disclosures on their record.
  • Thomas has no reported terminations.
  • medium

  • Thomas has been registered for 5 years.
  • Thomas has no reported customer disputes.
  • Thomas has no reported financial disclosures.
  • Thomas has no reported judgments or liens.
  • Thomas has no reported regulatory events.

Considerations

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    The Trust algorithm did not surface any considerations for this individual. Checks take place monthly.







Expanded Information


Feature Value
First Name Thomas
Last Name Roe
FINRA Status Previously (CRD #2665980)
SEC Status Yes (CRD #2665980)
Office Address N/A