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Scott Douglas Floersheim Review

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Scott Douglas Floersheim, based in Albuquerque, NM, is an Investment Advisor with 22 years of experience. Scott is registered with Meridian Wealth Advisors, which provides investment advisory services for 66 clients.



Professional Summary


Scott Douglas Floersheim is a Investment Advisor registered with Meridian Wealth Advisors. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Scott
Last Name Floersheim
Type Investment Advisor
Education Bachelors, University of New Mexico (1986)
FINRA Active Previously (View Finra BrokerCheck CRD#2924482)
SEC Active Yes (View SEC IAPD CRD#2924482)
Office Address 9400 Holly Ave NE building 4, Albuquerque, NM 87122

Personal Bio


Scott is a personal wealth advisor to successful families and individuals providing wealth preservation strategies utilizing passive investments combined with sound tax and legal solutions. His experience includes over 30 years as a Certified Public Accountant and over 20 years as a Certified Financial Planner. He is a member of both NAPFA and the AICPA Personal Financial Planning Division.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Scott Floersheim, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgement/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 22 years
Total Registered Employers 3
Works for an investor.com Trusted firm? Yes


Meridian Wealth Advisors



Trusted Meridian Wealth Advisors, registered in 2006, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Meridian Wealth Advisors manages $70.6 million and provides investment advisory services for 66 clients (1:66 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on July 3rd, 2020*. For data support, email "support@investor.com". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


*SEC data last verified 07/03/2020. FINRA data last verified 07/03/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.


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