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Robert C Henderson Review

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Robert C Henderson, based in Stonington, CT, is an Investment Advisor with 14 years of experience. Robert is registered with Lansdowne Wealth Management, which provides investment advisory services for 47 clients.



Registration Questions


After checking the registration records of Robert C Henderson, our system has identified the following question(s) to ask. Learn more.

announcement Why did you choose to practice as an Investment Advisor?

Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Our system found no other registration questions to ask. Checks take place monthly.


Regulatory Questions


After checking the regulatory records of Robert C Henderson, our system found no regulatory questions to ask. Checks take place monthly.

Next Step: Don’t forget! View the Lansdowne Wealth Management profile(s) for more questions to ask.



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Professional Summary


Robert C Henderson is a Investment Advisor registered with Lansdowne Wealth Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Robert
Last Name Henderson
Type Investment Advisor
Education Ask advisor
FINRA Active Previously (View Finra BrokerCheck CRD#5089860)
SEC Active Yes (View SEC IAPD CRD#5089860)
Office Address 31 Willow St 2nd floor, Mystic, CT 06355

Personal Bio


Financial professional has not provided a personal bio.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Robert C Henderson, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 14 years
Total Registered Employers 2


Lansdowne Wealth Management



Trusted Lansdowne Wealth Management, registered in 2010, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Lansdowne Wealth Management manages $38.4 million and provides investment advisory services for 47 clients (1:47 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on August 3rd, 2020*. For data support, email "support@investor.com". Views: 70 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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