Richard Alan Bramley, based in New Hartford, NY, is an Investment Advisor and a Broker (Dually Registered) with 33 years of experience. Richard is employed by Prudential Financial Planning Services, which provides investment advisory services for 60,796 clients.
|FINRA Active||Yes (View Finra BrokerCheck CRD#1570566)|
|SEC Active||Yes (View SEC IAPD CRD#1570566)|
|Office Address||600 French Rd, New Hartford, NY 13413|
|Customer Disputes||1 (FINRA, SEC)|
|Total Years Registered||33 years|
|Total Registered Employers||1|
|Works for an investor.com Trusted firm?||No|
Prudential Financial Planning Services, registered in 1996, is a Registered Investment Advisor (RIA) in 50 state(s) with a licensed staff of 2,400 advisors. Prudential Financial Planning Services manages $8.7 billion and provides investment advisory services for 60,796 clients (1:26 advisor/client ratio).
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Richard Alan Bramley is Dually Registered at Prudential Financial Planning Services. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).
Financial Advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.
A financial advisor may provide a variety of financial planning services for Americans. The primary goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services may include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
Richard has been registered as a financial advisor (Dually Registered) for 33 years.
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