Randy Kratz Review

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Randy Kratz, based in Houston, TX, is an Investment Advisor with 23 years of experience. Randy is registered with Corda Investment Management, which provides investment advisory services for 1,236 clients.

Professional Summary

Randy Kratz is a Investment Advisor registered with Corda Investment Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Randy
Last Name Kratz
Type Investment Advisor
Education BS, Communications, Univeristy of Texas at Austin
FINRA Active Previously (View Finra BrokerCheck CRD#2570785)
SEC Active Yes (View SEC IAPD CRD#2570785)
Office Address 8955 Katy Fwy #200, Houston, TX 77024

Personal Bio

Randy has specialized in developing creative strategies that help clients live comfortably and retire confidently for over 23 years. Randy’s expertise in financial planning (or lifestyle planning as Randy prefers to call it), plus CORDA’s asset management provides a powerful combination that can help clients feel great about their financial world, both now and in the future.

Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No


Financial professional has not provided their certifications (e.g., CFP, CFA).

Regulatory History

Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Randy Kratz, identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgement/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 23 years
Total Registered Employers 9
Works for an Trusted firm? Yes

Corda Investment Management

Trusted Corda Investment Management, registered in 1999, is a Registered Investment Advisor (RIA) in 33 state(s) with a licensed staff of 17 advisors. Corda Investment Management manages $1.2 billion and provides investment advisory services for 1,236 clients (1:73 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on July 3rd, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

*SEC data last verified 07/03/2020. FINRA data last verified 07/03/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.