August 8th, 2020
Michael Hart, based in Lexington, KY, is an Investment Advisor with 8 years of experience. Michael is registered with Wallace Hart Capital Management, which provides investment advisory services for 171 clients.
After checking the registration records of Michael Hart, our system has identified the following question(s) to ask. Learn more.
Why did you choose to practice as an Investment Advisor?
Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.
Our system found no other registration questions to ask. Checks take place monthly.
After checking the regulatory records of Michael Hart, our system found no regulatory questions to ask. Checks take place monthly.
Next Step: Don’t forget! View the Wallace Hart Capital Management profile(s) for more questions to ask.
Michael Hart is a Investment Advisor registered with Wallace Hart Capital Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).
Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.
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|Education||Bachelor’s Degree in Business Management at Wittenberg University, and Certificate in Financial Planning at Georgetown University|
|FINRA Active||Previously (View Finra BrokerCheck CRD#6027005)|
|SEC Active||Yes (View SEC IAPD CRD#6027005)|
|Office Address||1792 Alysheba Way #390, Lexington, KY 40509|
Andrew Hart is the co-founder and chief planning strategist at Wallace Hart Capital Management, an independent financial services firm committed to offering comprehensive advice and customized services. Andrew has 15 years of experience in the financial industry and strives to provide new and better strategies and processes to improve his clients’ lives.
|% Assets||Ask Advisor|
Financial professional has not provided their certifications (e.g., CFP, CFA).
Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Michael Hart, investor.com identified the following regulatory disclosures.
|Total Years Registered||8 years|
|Total Registered Employers||2|
Wallace Hart Capital Management, registered in 2017, is a Registered Investment Advisor (RIA) in 6 state(s) with a licensed staff of 4 advisors. Wallace Hart Capital Management manages $173.0 million and provides investment advisory services for 171 clients (1:43 advisor/client ratio).
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Michael has been registered as a Investment Advisor for 8 years. Some professionals may maintain active licenses while performing in other business capacities for a financial advisory firm. Please refer to the firm’s website or other public disclosures.
A financial advisor may provide a variety of financial planning services for Americans. The primary goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services may include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
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This automated report was generated using SEC and FINRA data and was last updated on August 8th, 2020*. For data support, email "firstname.lastname@example.org". Views: 57 (trailing six months). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.