Margaret S. Heydorn Review

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Margaret S. Heydorn, based in Harrison, NY, is an Investment Advisor with 16 years of experience. Margaret is registered with Heydorn Stone Capital Management, which provides investment advisory services for 90 clients.

Professional Summary

Margaret S. Heydorn is a Investment Advisor registered with Heydorn Stone Capital Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Margaret
Last Name Heydorn
Type Investment Advisor
Education Ask advisor
FINRA Active Previously (View Finra BrokerCheck CRD#4145016)
SEC Active Yes (View SEC IAPD CRD#4145016)
Office Address 600 Mamaroneck Ave #400, Harrison, NY 10528

Personal Bio

Margaret started HSCM in 2001 after nearly three decades at leading financial firms advising institutions and individuals with their investment portfolios. Her background and experience came together to create this true fiduciary model of investing around each clients’ financial goals. When Margaret isn’t walking her two giant golden doodles she enjoys her newest passion of oil painting.

Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No


Financial professional has not provided their certifications (e.g., CFP, CFA).

Regulatory History

Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Margaret Heydorn, identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgement/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 16 years
Total Registered Employers 2
Works for an Trusted firm? Yes

Heydorn Stone Capital Management

Trusted Heydorn Stone Capital Management, registered in 2005, is a Registered Investment Advisor (RIA) in 6 state(s) with a licensed staff of 2 advisors. Heydorn Stone Capital Management manages $71.7 million and provides investment advisory services for 90 clients (1:45 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on July 3rd, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

*SEC data last verified 07/03/2020. FINRA data last verified 07/03/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.