Kenneth Grant Winans Review

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Kenneth Grant Winans, based in Novato, CA, is an Investment Advisor with 29 years of experience. Kenneth is registered with Winans Investments, which provides investment advisory services for 272 clients.

Professional Summary

Kenneth Grant Winans is a Investment Advisor registered with Winans Investments. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Kenneth
Last Name Winans
Type Investment Advisor
Education Ask advisor
FINRA Active Previously (View Finra BrokerCheck CRD#1749366)
SEC Active Yes (View SEC IAPD CRD#1749366)
Office Address 504 Redwood Blvd #210, Novato, CA 94947

Personal Bio

Financial professional has not provided a personal bio.

Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No


Financial professional has not provided their certifications (e.g., CFP, CFA).

Regulatory History

Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Kenneth Winans, identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgement/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 29 years
Total Registered Employers 3
Works for an Trusted firm? Yes

Winans Investments

Trusted Winans Investments, registered in 1993, is a Registered Investment Advisor (RIA) in 7 state(s) with a licensed staff of 2 advisors. Winans Investments manages $235.1 million and provides investment advisory services for 272 clients (1:136 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on July 3rd, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

*SEC data last verified 07/03/2020. FINRA data last verified 07/03/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.