Kathleen Elizabeth Duffy

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Trust Score 99%
Trust Score  info_outline Beta

Kathleen Elizabeth Duffy is a Investment Advisor at Independence Wealth Advisors. Kathleen has been registered for 23 years, and is a fiduciary.

Last updated: October 19th, 2019. Data source: SEC filings, FINRA.




  • Kathleen is an Investment Advisor and fiduciary.
  • Kathleen has been registered for 23.904109589041 years.
  • Kathleen has no disclosures on their record.
  • Kathleen has no reported terminations.
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  • Kathleen has no reported customer disputes.
  • Kathleen has no reported financial disclosures.
  • Kathleen has no reported judgments or liens.
  • Kathleen has no reported regulatory events.



    The Trust Score algorithm did not surface any considerations for this individual. Checks take place monthly.

Expanded Information

Feature Value
First Name Kathleen
Last Name Duffy
Active - SEC Yes (CRD #3023588)
Active - FINRA No
Rank (United States) Top 1%
Office Address 6723 Whittier Ave. Suite 200 Mclean, VA