Kathleen Elizabeth Duffy

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Trust Score 99%
Trust Score  info_outline Beta
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Kathleen Elizabeth Duffy is a Investment Advisor at Independence Wealth Advisors. Kathleen has been registered for 23 years, and is a fiduciary.

Last updated: October 19th, 2019. Data source: SEC filings, FINRA.

Benefits

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    high

  • Kathleen is an Investment Advisor and fiduciary.
  • Kathleen has been registered for 23.904109589041 years.
  • Kathleen has no disclosures on their record.
  • Kathleen has no reported terminations.
  • medium

  • Kathleen has no reported customer disputes.
  • Kathleen has no reported financial disclosures.
  • Kathleen has no reported judgments or liens.
  • Kathleen has no reported regulatory events.

Considerations

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    The Trust Score algorithm did not surface any considerations for this individual. Checks take place monthly.





Expanded Information


Feature Value
First Name Kathleen
Last Name Duffy
Active - SEC Yes (CRD #3023588)
Active - FINRA No
Rank (United States) Top 1%
Office Address 6723 Whittier Ave. Suite 200 Mclean, VA