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Jonathan Dash Review

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Jonathan Dash, based in Los Angeles, CA, is an Investment Advisor with 15 years of experience. Jonathan is registered with Dash Investments, which provides investment advisory services for 214 clients.



Registration Questions


After checking the registration records of Jonathan Dash, our system has identified the following question(s) to ask. Learn more.

announcement Why did you choose to practice as an Investment Advisor?

Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Our system found no other registration questions to ask. Checks take place monthly.


Regulatory Questions


After checking the regulatory records of Jonathan Dash, our system found no regulatory questions to ask. Checks take place monthly.

Next Step: Don’t forget! View the Dash Investments profile(s) for more questions to ask.



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Professional Summary


Jonathan Dash is a Investment Advisor registered with Dash Investments. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Jonathan
Last Name Dash
Type Investment Advisor
Education Ask advisor
FINRA Active No
SEC Active Yes (View SEC IAPD CRD#4947303)
Office Address 21600 W Oxnard St #1755, Woodland Hills, CA 91367

Personal Bio


Financial professional has not provided a personal bio.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Jonathan Dash, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 15 years
Total Registered Employers 1


Dash Investments



Trusted Dash Investments, registered in 2018, is a Registered Investment Advisor (RIA) in 29 state(s) with a licensed staff of 4 advisors. Dash Investments manages $194.3 million and provides investment advisory services for 214 clients (1:54 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on August 3rd, 2020*. For data support, email "support@investor.com". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


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