Jeremy Nathan Wallace Review

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Jeremy Nathan Wallace, based in Lexington, KY, is an Investment Advisor with 18 years of experience. Jeremy is registered with Wallace Hart Capital Management, which provides investment advisory services for 171 clients.

Professional Summary

Jeremy Nathan Wallace is a Investment Advisor registered with Wallace Hart Capital Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Jeremy
Last Name Wallace
Type Investment Advisor
Education International Economics and Certificate in Financial Planning, Emory University
FINRA Active Previously (View Finra BrokerCheck CRD#3040496)
SEC Active Yes (View SEC IAPD CRD#3040496)
Office Address 1792 Alysheba Way #390, Lexington, KY 40509

Personal Bio

Jeremy Wallace is founder and chief investment officer at Wallace Hart Capital Management, an independent financial services firm committed to offering comprehensive advice and customized services. Jeremy has 20 years of experience in the financial industry and is passionate about helping clients preserve and enhance their wealth so they can pursue their passions.

Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No


Financial professional has not provided their certifications (e.g., CFP, CFA).

Regulatory History

Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Jeremy Wallace, identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgement/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 18 years
Total Registered Employers 3
Works for an Trusted firm? Yes

Wallace Hart Capital Management

Trusted Wallace Hart Capital Management, registered in 2017, is a Registered Investment Advisor (RIA) in 6 state(s) with a licensed staff of 4 advisors. Wallace Hart Capital Management manages $173.0 million and provides investment advisory services for 171 clients (1:43 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on July 3rd, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

*SEC data last verified 07/03/2020. FINRA data last verified 07/03/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.