James Edward Harris

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Last updated: February 15th, 2020. Data source: SEC filings, FINRA.


James Edward Harris is a Investment Advisor at Oakmont Capital Management. James has been registered for 24 years, and is a fiduciary.

Trusted

Is James Trusted?


According to James's SEC and/or FINRA records, here is a summary of our findings. Note: Individuals must meet all the following regulatory requirements to be Trusted by investor.com. Learn more.

Requirement Result
< 3 Customer Disputes Yes (0)
0 Terminations Yes (0)
< 3 Financial Disclosures Yes (0)
< 2 Judgement/Liens Yes (0)
< 2 Regulatory Events Yes (0)
>= 2 Total Years of Experience Yes (24)
> 2 Year Avg Duration at Employers Yes (6)
Trusted by investor.com? Yes. Learn More.


Benefits

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    high

  • James is an Investment Advisor and fiduciary.
  • James has been registered for 24 years.
  • James has no disclosures on their record.
  • James has no reported terminations.
  • medium

  • James has no reported customer disputes.
  • James has no reported financial disclosures.
  • James has no reported judgments or liens.
  • James has no reported regulatory events.
  • low

  • James has an average registered tenure of 2 years or more.

Considerations

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The Trust algorithm did not surface any considerations for this individual. Checks take place monthly.



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Expanded Information


Feature Value
First Name James
Last Name Harris
FINRA Active Previously (View Finra BrokerCheck CRD#2583821)
SEC Active Yes (View SEC IAPD CRD#2583821)
Office Address 500 Rugh Street Suite 150 Greensburg, PA

SEC data accurate as of 02/15/2020. FINRA data accurate as of 02/12/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use. Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.



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