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James A Lavorgna Review

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James A Lavorgna, based in Martinsville, VA, is an Investment Advisor with 40 years of experience. James is registered with Forsyth Wealth Management, which provides investment advisory services for 12 clients.



Registration Questions


After checking the registration records of James A Lavorgna, our system has identified the following question(s) to ask. Learn more.

announcement Why did you choose to practice as an Investment Advisor?

Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Our system found no other registration questions to ask. Checks take place monthly.


Regulatory Questions


After checking the regulatory records of James A Lavorgna, our system found no regulatory questions to ask. Checks take place monthly.

Next Step: Don’t forget! View the Forsyth Wealth Management profile(s) for more questions to ask.



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Professional Summary


James A Lavorgna is a Investment Advisor registered with Forsyth Wealth Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.


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Financial Advisor Value
First Name James
Last Name Lavorgna
Type Investment Advisor
Education Ask advisor
FINRA Active Previously (View Finra BrokerCheck CRD#702472)
SEC Active Yes (View SEC IAPD CRD#702472)
Office Address West Piedmont Business Development Center, 22 E Church St, Martinsville, VA 24112

Personal Bio


Financial professional has not provided a personal bio.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of James A Lavorgna, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 40 years
Total Registered Employers 8


Forsyth Wealth Management



Forsyth Wealth Management, registered in 2006, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 1 advisors. Forsyth Wealth Management manages $2.0 million and provides investment advisory services for 12 clients (1:12 advisor/client ratio).

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