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Gregory David Stewart Review

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Gregory David Stewart, based in Elmira, NY, is an Investment Advisor with 35 years of experience. Gregory is registered with Two West Capital Advisors and Stewart Advisory Services, which provides investment advisory services for 54 clients.



Registration Questions


After checking the registration records of Gregory David Stewart, our system has identified the following question(s) to ask. Learn more.

announcement Why did you choose to practice as an Investment Advisor?

Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Our system found no other registration questions to ask. Checks take place monthly.


Regulatory Questions


After checking the regulatory records of Gregory David Stewart, our system found no regulatory questions to ask. Checks take place monthly.

Next Step: Don’t forget! View the Two West Capital Advisors and Stewart Advisory Services profile(s) for more questions to ask.



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Professional Summary


Gregory David Stewart is a Investment Advisor registered with Two West Capital Advisors and Stewart Advisory Services. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Gregory
Last Name Stewart
Type Investment Advisor
Education Associate’s in Applied Science, Alfred State University of New York - 1984
FINRA Active Previously (View Finra BrokerCheck CRD#1582913)
SEC Active Yes (View SEC IAPD CRD#1582913)
Office Address

Personal Bio


Greg started his career in the Financial Services in 1986. Being involved in the community is important to him. Greg is committed to helping all of his clients reach the goals that are important to them through proper planning and insight into what is most important to them. He looks to himself as the "Financial Organizer" so his clients can just enjoy life.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Gregory David Stewart, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 35 years
Total Registered Employers 4


Stewart Advisory Services



Trusted Stewart Advisory Services, registered in 2013, is a Registered Investment Advisor (RIA) in 2 state(s) with a licensed staff of 1 advisors. Stewart Advisory Services manages $22.9 million and provides investment advisory services for 54 clients (1:54 advisor/client ratio).

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