July 3rd, 2020
Carol Amelia Hoffman, based in Cincinnati, OH, is an Investment Advisor with 12 years of experience. Carol is registered with Clear Perspectives Financial Planning, which provides investment advisory services for 174 clients.
Carol Amelia Hoffman is a Investment Advisor registered with Clear Perspectives Financial Planning. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).
Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.
|SEC Active||Yes (View SEC IAPD CRD#5497550)|
|Office Address||9545 Kenwood Rd #200, Cincinnati, OH 45242|
Carol works with clients to help them use their savings and investments to 'let their life speak'. She leads the investment team at CPFP, and when she isn't working with clients, she is reading about history and finance, or outdoors with her husband and family.
|% Assets||Ask Advisor|
Financial professional has not provided their certifications (e.g., CFP, CFA).
Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Carol Hoffman, investor.com identified the following regulatory disclosures.
|Total Years Registered||12 years|
|Total Registered Employers||1|
|Works for an investor.com Trusted firm?||Yes|
Clear Perspectives Financial Planning, registered in 2016, is a Registered Investment Advisor (RIA) in 5 state(s) with a licensed staff of 7 advisors. Clear Perspectives Financial Planning manages $229.2 million and provides investment advisory services for 174 clients (1:25 advisor/client ratio).
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Carol has been registered as a financial advisor (Investment Advisor) for 12 years.
A financial advisor may provide a variety of financial planning services for Americans. The primary goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds.
Financial planning services may include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance.
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