Alana May Stone Review

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Alana May Stone, based in Nyack, NY, is an Investment Advisor with 22 years of experience. Alana is registered with Heydorn Stone Capital Management, which provides investment advisory services for 90 clients.

Professional Summary

Alana May Stone is a Investment Advisor registered with Heydorn Stone Capital Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Financial Advisor Value
First Name Alana
Last Name Stone
Type Investment Advisor
Education Ask advisor
FINRA Active Previously (View Finra BrokerCheck CRD#2699278)
SEC Active Yes (View SEC IAPD CRD#2699278)
Office Address 15 N Mill St #222, Nyack, NY 10960

Personal Bio

Alana loves helping clients see their big financial picture and clarifying how to reach their goals. She uses cutting edge technology to empower clients to make their best decisions. She has the experience, education, and tools to get clients on their way. Alana enjoys watching her sons play baseball and run track, and taking her dog for walks along the beautiful Long Island Sound.

Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No


Financial professional has not provided their certifications (e.g., CFP, CFA).

Regulatory History

Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Alana Stone, identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgement/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 22 years
Total Registered Employers 5
Works for an Trusted firm? Yes

Heydorn Stone Capital Management

Trusted Heydorn Stone Capital Management, registered in 2005, is a Registered Investment Advisor (RIA) in 6 state(s) with a licensed staff of 2 advisors. Heydorn Stone Capital Management manages $71.7 million and provides investment advisory services for 90 clients (1:45 advisor/client ratio).

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This automated report was generated using SEC and FINRA data and was last updated on July 3rd, 2020*. For data support, email "". Firms that receive a 4.5 or 5-star rating are considered Trusted by Learn more.

*SEC data last verified 07/03/2020. FINRA data last verified 07/03/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.