search

Adam Barnai Review

computer Visit Site phone 303-601-1410 print Print Report

Adam Barnai, based in Boulder, CO, is an Investment Advisor with 5 years of experience. Adam is registered with Barnai Asset Management, which provides investment advisory services for 22 clients.



Registration Questions


After checking the registration records of Adam Barnai, our system has identified the following question(s) to ask. Learn more.

announcement Why did you choose to practice as an Investment Advisor?

Why ask? There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor). Financial professionals who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.

Our system found no other registration questions to ask. Checks take place monthly.


Regulatory Questions


After checking the regulatory records of Adam Barnai, our system found no regulatory questions to ask. Checks take place monthly.

Next Step: Don’t forget! View the Barnai Asset Management profile(s) for more questions to ask.



Was this helpful?

Yes or No


Professional Summary


Adam Barnai is a Investment Advisor registered with Barnai Asset Management. There are three types of financial advisors: Investment Advisors, Brokers, and Dually Registered professionals (advisors who operate as both a broker and an investment advisor).

Financial advisors who practice solely as an Investment Advisor are considered true fiduciaries, just like doctors or lawyers, and have fewer conflicts of interest. 99.2% of all financial advisors barred from the industry have been either a broker or dually registered advisor. Learn more.


Need a Financial Advisor?


Finding a trustworthy financial advisor can be time-consuming and tedious, and we know your time is valuable. That’s why we created our one-of-a-kind Concierge Service to do all of the work for you while you enjoy the finer things in life. Hire our Head of Research to create your custom client profile and filter down more than 17,000 firms to three best matches, all while protecting your privacy. Learn more and get a free quote today.



Financial Advisor Value
First Name Adam
Last Name Barnai
Type Investment Advisor
Education Ask advisor
FINRA Active No
SEC Active Yes (View SEC IAPD CRD#6462717)
Office Address Boulder, CO

Personal Bio


Adam Barnai is the owner and registered investment advisor representative of Barnai Asset Management LLC. He provides initial and ongoing investment advice, and builds and manages client portfolios to help his clients achieve their financial goals.



Compensation Options Result
% Assets Ask Advisor
Fixed Ask Advisor
Hourly Ask Advisor
Commissions No

Certifications


Financial professional has not provided their certifications (e.g., CFP, CFA).




Regulatory History


Form U4 filings contain a list of valuable disclosures that are relevant for Americans. Based on the most recent filing of Adam Barnai, investor.com identified the following regulatory disclosures.

Disclosure Result
Customer Disputes None
Terminations None
Financial Disclosures None
Judgment/Liens None
Regulatory Events None
Civil Events None
Criminal Disclosures None
Investigations None
Total Years Registered 5 years
Total Registered Employers 1


Barnai Asset Management



Trusted Barnai Asset Management, registered in 2015, is a Registered Investment Advisor (RIA) in 1 state(s) with a licensed staff of 1 advisors. Barnai Asset Management manages $3.5 million and provides investment advisory services for 22 clients (1:22 advisor/client ratio).

Read Full Review

FAQs








This automated report was generated using SEC and FINRA data and was last updated on August 8th, 2020*. For data support, email "support@investor.com". Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Learn more.


*SEC data last verified 08/03/2020. FINRA data last verified 08/08/2020. For the most up-to-date information, please view the applicable SEC and FINRA reports above. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Any data inaccuracies, please contact our team. All requests for updated information should also be reported directly to the SEC and/or FINRA.

Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process.


contact_supportSupport